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    找到一点平衡

    看Krugman1991年关于增长和预期的论文,总觉得什么地方不对劲。提笔算来,浪费脑细胞无数,却不得要领。最后的后果是把饭忘在煤气上,烧糊了。
    再后来,看到Fukao和Benabou的文章,知道Krugman把终端条件弄错了。这是十五六年前发表的论文,今天的研究生再犯这种错误会被人骂死。
    虽然自己很笨地没有看出来,但心里面还是稍微平衡了一点。

    070925 最搞笑的致辞

    每个星期二是最负累的日子,从早晨上课上到天黑。Adam的课程,今天的主题是内生增长模型,讲到R&D的时候,讨论开始多起来。但是没什么切中要害的评论,估计大多数人都没听懂他讲些什么。结果是,虽然讲了半天模型,但在讨论故事的时候,大多数人还是从直觉出发。既然这样,为什么不干脆扔开模型直接讨论一般的题目;我知道这不符合对博士课程的要求,可问题是现在讲不讲模型的效果相差无几……
    中午和一个中国同学吃饭,聊了挺多。说到什么有趣的题目,现在的研究风气和方法论的趋势,学术分工的利弊,等等。
    今天按照美国时间应该是中秋节,按照中国时间就是八月十六。没有什么特别的。从昨天开始,所有报纸的头版头条就全被内贾德占据了。一家当地报纸(Today’s News?)昨天的题目是“Evil is landed!”,今天的题目是”Evil is Israel!”,大概是从他演讲的内容里摘出来的。昨天有几百号人在哥大抗议,最搞笑的是他们的校长,在致辞的时候当面称来宾为“残酷的独裁者”。今天的《纽约时报》讲到这些细节,对Bollinger冷嘲热讽,很是不客气。相比之下,另一则更值得注意的新闻,GM员工的大规模罢工,虽然仍在第一版,却被放在了角落里。
     

    070924 学术这碗饭

    今天中午说是有Susan Stokes的讲座,临时把计量课给取消了。结果等了半天,又传来消息说因为交通瘫痪,讲座取消^%#&A$*A#(*
    好消息是,这样一来,系里给大家准备的午餐就成了真正的free lunch。
    下午在办公室里看baby Rudin, 阵阵寒意从头到脚袭来。也许是天气真的转凉了些,但美国人的不知环保节能也是够厉害的。就拿这空调来说,随时随地走进哪个房间都是冷风大作。像我的室友(还好看不懂中文),吃一个土豆用烤箱烤熟--不是迷你烤箱,是那种大型的可以做烤火鸡烤羊腿的那种--要烤上一个小时。
    下午的数学是本学期第一次正式上课(不是前两个礼拜那种math camp)。Jon一个劲地给我们说数学的重要,以及formal model的重要;用他的话来说,在job market上最成功的学生,多半是formal model以及数量方法运用最娴熟的学生。按照他的理想,对一个政治系PhD学生的数理技术训练,最低要求(也就是说如果你是研究政治理论,或者地区政治)是修过我们系里的如下课程:数学;统计和计量方法1,2,3;博弈论1和2;formal theory。这样的清单一开出来,不待他说完,底下已经嘀咕开了。
    平心论,我并不赞同Jon的所有观点:我同意对于想吃学术饭的人来说,数学方法和他未来在job market上的成功率关系很大。但是,是不是所有人都必需选这些课呢。按照这种最低要求,已经至少是7门课,占到学校规定一个博士生必需选修课程的三分之一强。就我对自己的要求来说,这些课程是都要学的;虽然不一定所有的课(比如像博弈论1)都选,但这些课程所要求的内容却会是要求自己熟悉的。问题是,我觉得这些应该根据个人研究的需要而定,研究生的时间都很宝贵,不能仅仅因为“这是现在最热门的”而把时间花在关系不大的内容上。当然,什么关系大,什么关系不大,这个就见仁见智了。
    为了追求在学术体系内的成功而不断把自己“专业化”和“技术化”,我们究竟是所得更多还是失去的更多?对于多数学生来说,可能无暇去考虑这个老生常谈的问题了。一个常见的现象可能是,就像经常开玩笑说的,学者们know more and more about less and less。我觉得问题是,如果你把在学术体系内的成功作为唯一目标,这当然是完全符合理性的选择。然而这种“成功”又将服务于什么呢? 
     
     

    070923 作业,明天是中秋节

    During the past twentieth century, which factors have given rise to the decline of third-party vote shares in American Politics? Hirano and Snyder (2007)’s paper provides a new perspective on this issue. Their research consists mainly of two parts, each of which deals with one baseline model addressing the issue. Their conclusions are pretty clear: contrary to the previous held opinions, the reason should be attributed to the underlying political-economy factors, say Democratic Party’s embrace to the New Deal as a response to the Great Depression after 1929; on the other hand, other systemic affluences like electorate reforms have only trivial contributions, if not complete nothing to do with this trend.
    Direct Primary and Australian Ballot:
    To evaluate the theory that changes in electoral laws impact candidates’ strategies as well as the voters’ support for third-parties, the authors test two hypotheses. In the first estimation (the first model in Table 1), the result shows that when controlling the fixed effect of third-party support in a given state, there is no significant correlation between either direct primary, or Australian ballot and the third-party support. The second model investigates the relation between the introduction of direct primary and the change of competitors’ realignment with majority parties. The result is similar to the previous one: no statistical significance on nationwide samples. Here come two questions.
    Question 1. Instead of calculating the variation of the third-party vote shares from the previous elections, the authors choose the third-party’s vote shares as dependent variable. I am not sure whether a new estimation will show any significant correlation between independent variables and the first-order variation of the dependent variable.
    Question 2. The conclusion that there is no correlation between electorate law and the rise or decline of third- party candidates may be subject to contexts. There could be some causal effects between them elsewhere. For example, during Taiwan’s 2000 presidential election, the decision over who’s going to be KMT (the ever ruling party in Taiwan until 2000)’s candidate was through a caucus rather than a direct primary. There was severe divergence on nomination and as a result of that the more popular competitor Song, while not being appreciated by the party’s elites, quitted from KMT and campaigned as an independent candidate. This split of KMT has far-reaching impacts in the long-term trend of political evolution in Taiwan, in that it directly gave rise to the weak-margin victory of Democratic Progress Party in the general election. (The share of population vote for DPP’s candidate Chen, Song and KMT’s candidate Lian are 39.9%, 36.8% and 23.1% respectively.)
    Democratic Party’s Absorption
    In this part, the authors utilize a skillful method to investigate the relation between the switch of Democratic Party’s position during and after the New Deal age and the decline of third-party support. The relatively small and insignificant difference between the coefficients on pre-period Democratic and Pre-period left third-party implies that there does hardly make any difference between the supports from previously left-party voters and previously Democrats. In other words, almost all votes for the left third-party before New Deal age went to Democratic Party after 1936.
    Question 1. The dramatic fall of third-party popularity started from the late 1910’s, more than 10 years before the Great Depression and New Deal (according to Figure1), how shall we account for this lag?
    Question 2. in the second half of the twentieth century, the two majority party’s’ positions had varied frequently. For example, the economic policy of Nixon administration had been more regulatory and progressive, while Democratic president Clinton’s economic policy was more pro free market. During 1960’s presidential campaign, the Democratic candidate Kennedy adopted a position more conservative than Republican in foreign policy, challenging that the Republican government had been too soft in the cold war. The foreign policies of both Kennedy and Johnson’s governments during the Vietnam War period were also far from a liberal or left position. If the variations of positions such as the above are not trivial (some of them are also far-reaching), we might expect a corresponding fluctuation of the third-party popularity in American Politics. Therefore, an extension of this research based on updated data will be interesting.
     

    070915 02 关于Monty Hall 问题

     
    上数学课的时候,突然想起了Monty Hall问题。以前看过后,想半天没想清楚(为什么要换)。后来放在一边,懒得去理他。在笔记本上划了半天,或许是搞清楚了。然而不清楚这个问题仍然被很多人称为“悖论”,是因为和直觉不一致?还是因为大数学家爱多士在这个问题上也犯了“错误”?不管怎么说,还是把自己的想法写下来。我觉得这就是个古典概率问题;很怕有人跟我说从博弈论或者现代概率的角度来看这又不一样,又很复杂,因为我不懂。
    问题很简单,可以在这里看到。并且这个页面上是一个互动的游戏(绝对不会是刻意操控好的),对结论将信将疑的可以亲手反复实验,比较二种选项在概率上的差别。
    问题是这样的:
    你面前有平行的三扇门A,B,和C。其中一扇门后面是汽车,另外两扇后面是山羊(所以这个游戏又叫做“汽车和山羊”)。汽车和山羊的位置是随机决定的,也就是说,每一扇门后面有汽车的概率都是一样的,都是三分之一。现在让你来选择开哪一扇门。当然,这是一个游戏,而你的目标是赢,所以你的希望是打开一扇门,门后是汽车(我们不考虑对山羊有特别好感的人)。如果你猜对的话,就可以赢得汽车;否则就只好抱山羊回家了。你可以预计,现在你的选择和你是不是赢没关系,因为无论如何概率都是三分之一。
    现在,出来一个主持人,这个人据说是全美智商最高的人(据说高达180还是200?),叫做Marilyn vos Savant;你也可以把她想象成朱军或王小丫,都没有关系。总之关键是,她打开了另外一扇门(不是你选的那扇门),而门的后面是一只山羊。现在她问你,给你一次机会,可以改变你的选择(当然你不会,也不能选打开的那扇门了),这时候你是不是会改变选项?
    好了,为简单起见,假设你选了A,而她打开了B,现在的问题是:为了赢得汽车,你愿不愿意把自己的选择从A换到C?或者说,你认为有没有必要换?
    和许多人一样,第一眼看到这个问题,我的直觉回答是:没必要,因为选A和选C的概率是一样的。然而这个答案是错误的。
    其实计算一点也不复杂,这里的关键是先验概率和贝叶斯概率的差别。
    用S表示事件:你最终赢得了汽车。用F表示:你最终输掉了游戏。
    用E表示事件:你在面临上述情形是从A换到了C。
    并且,我们用P(A)和P(C)分别表示“汽车在A后面”和“汽车在C后面”的先验概率。
    用P(-A)和P(-C)分别表示“汽车不在A后面”和“汽车不在C后面”的先验概率。
    现在我们可以开始计算了,我们算的是贝叶斯概率,也可以说是条件概率。
    我们先来看,如果你换的话,你赢的概率是多大。显然,计算公式应该是:
    P(S|E)=P(SE)/P(E)=P(SE)=P(A)*P(SE|A)+P(-A)*P(SE|-A)=(1/3)*0+(2/3)*1=2/3
    这里要注意一下,为什么P(E)会等于一。其实当中两步可以跳过去直接写后面的贝叶斯概率公式的。关键是,当你决定要换的话,已经没有了关于E的不确定性,这时候P(E)=1,条件概率和非条件概率就一样了。
    当然,同样可以计算,如果你换的话,你输的概率是1/3。
    显然P(S|E)+P(F|E)=1
    如果你不换的话,你要赢的条件概率是
    P(S|-E)=P(S(-E))/P(-E)=P(S(-E))=P(A)*P(S(-E)|A)+P(-A)*P(S(-E)|(-A))=(1/3)*1+(2/3)*0=1/3
    相应的,如果你不换,你输的概率是2/3。
    综合上述,因为P(S|E)=(2/3)>(1/3)=P(S|-E),你的选择应该是“换”。
    在我们的直觉中,可能会认为:无论何时,A和C的概率总是相等的;当B打开后里面是山羊,这时A和C的概率就分别变成了1/2。OK这个直觉是错误的。错就错在:尽管先验概率都是1/3,A和C的后验概率是不相等的。这是因为,主持人对B或者C的选择并不总是随机的:如果在A后面是汽车(先验概率为1/3),她可以随机地选择打开B或C;然而,如果A后面是山羊(先验概率2/3),在B和C之间,她就只能打开有山羊的那扇门。换句话说,因为她后来打开的那扇门必需是“山羊”门,这就实际上增大了留下来的第三扇门后面是“汽车”的概率。

    070915 接着交第二周的作业

    又是选举投票率,这两个礼拜尽跟这个问题干上了。这次是说campaign对投票的影响。花了两个小时读完哈佛的美女教授Sunshine Hillygus(看这个名字起的就不同凡响)的论文。个人看法是,人长得漂亮和文章的好坏大概没有什么相关性,比如这篇发表在2005年Journal of Politics上的论文:你可以说是strong arguments, 但是大概很难说是convincing arguments.
     
    Campaign Effects: Insights and Problems in Hillygus’ Paper
     
    Contrary to the conventional wisdom in empirical literatures, Hillygus (2005) holds that campaign effects have played an important role in voters’ intentions of turnout in the 2000 presidential election. The fallacy of some previous studies, as she argues, lies in the failure to distinguish those having planed to vote from those having planed not to vote at the pre-campaign stage. By estimating a Markov chain transition model, the author investigates the campaign effects on the change in individuals’ turnout intention. Her finds are encouraging for political activists, in that total campaign effects can potentially increase the probability of turnout by 40% for previous intended non-voters (P63), whose likelihood of voting are influenced effectively and positively by campaign advertising exposure and personal persuasion. Another conclusion is that among different campaign methods, only party contact has marginal contribution to intended voters’ turnout. If this is the case, candidates should reconsider their campaign strategy: like in the primaries, engaging more in contacting the base; while in the final contests, investing more in ads and mass media. If this is true, this paper is not only a significant contribution to campaign literature (P64), but extremely relevant to the reality.
     
    Although Hillygus’ study has many merits, there are some problems in it. The first problem, in my view, is about the selection of samples. Among Knowledge Networks’ 75 randomly assigned surveys, she picks up only a particular one with the size of 2683 respondents (contract to the size of 29000 respondents in the database). There can be two arguments for her treatment: 1, all samples are randomly selected and representative (P55); 2, the focus is the change of turnout intention, which means the bias in sampling can be tolerable only if the distributions of probability changing in turnout among samples are similar. However, if that is the case, why not pick up a couple of more samples? The author does not give any reason. A plausible reason may be this sample is the only available one (or among a few ones) which provides the information about respondent exposures to campaign activities. If so there is a bias in that these respondents may well get more exposures to campaign activities. And since this sample comes from a single survey no more than 11 days before Election Day, it may be that the respondents who are more cooperative are exactly those who have stronger turnout intentions, or those who have been well mobilized. Thus there is a sampling bias which gives more weights to turnout intention as well as campaign effects. A simple comparison will show the case: according to Hillygus’ estimation, the maximum of potential turnout can be 0.98t + 0.56(1-t)=0.56+0.42t, where t is the ratio of pre-campaign intended voters, and t is approximately 0.709 according to Table 1. Thus the potential turnout probability can be as high as 77.11%; even a more moderate actual turnout probability is 72%, both of which are much higher than the reported turnout in the 2000 presidential election of 51.3%.
     
    The second problem lies in the execution. Although she controls the demographic and some systemic factors, Hillygus does not control any other possible impacts at individual or systemic level, e.g. the effects of the contingent change of SES (like losing a job, or obtaining a new job), any public focusing on cover stories, etc. Rosenstone (1982) shows that the short-term change in SES does affect voter turnout. Such change (even within only two weeks) can not be neglected (P 28, footnote 3). I can hardly help doubting whether such dramatic change of turnout probability should be mostly attributed to campaign effects rather than any other accidental events (Like, how about the effect of the video of bin Laden’s talk in Youtube before Election Day in 2004? Or how about in 1988, the “Willie Horton” ads which stirred the media and hurt Dukakis severely?)
     
    Thirdly, the author does not address the correlation between campaign and partisan identification (“attitudinal factors”); it is hard to tell without analyzing panel data. Thus she may neglect the possibility that campaign gives rise to the more influential attitudinal factors like partisan identification, instead of that campaign effects directly promote the turnout. To clear this ambiguity, an extension of this research can estimate the change in the effects of partisan strengthening on turnout intention conditional on campaign factors. 
     
         Fourthly, by studying turnout intention rather than reported turnout, the author eradicates the link between economic costs and final turnout. This is not a shortfall if the focus of this paper is on political psychology rather than political behavior; however we should be cautiously aware of the limit of these conclusions when citing them.

    070914 记非常 的一天

    今天早上六点多起床,吃完早饭后打开电脑开始敲键盘。上个礼拜交上去的作业,Sandy在上面批注到,与其用一半的篇幅来概括和描述别的理论,为什么不多花点时间说说你心目中解释turnout的统一模型该是个什么样子呢。这个问题倒是大概想过,也没有想得太清楚。现在被问到了,憋了一天,还是得写出来啊。这一写不要紧,就从早上写到了快中午。一看上课时间来不及了,匆匆扒两口饭赶去系里上课。
    没想到,赶上电梯发神经。关上门后对按钮没反应,先是从一楼直接升到八楼,再从八楼一路下降到地下室。折腾了半天(好在没被关进去),到教室里已经迟到了2分钟。只有坐到后排。
    我的经验是,只要坐在后面,基本上什么东西也听不进去。上面助教在讲概率,联合分布,上面手舞足蹈,底下愁眉苦脸。只好把IE打开,上JSTOR把近二十年来关于资源环境的重要政治经济学整理出来,发到自己的邮箱里。
    下课,买东西,做饭。。正打算煮面条,突然想起给老妈申请的gmail账号,前两天发了照片过去她还看不到,于是打电话回家。心想,十几二十分钟搞定这件事。在电话里教老妈怎么上gmail,怎么收邮件,这一教就教了一个小时。这也难怪,要让一个从来没有接触过电脑,连键盘和拼音都不太熟悉的人在短时间内学会用电脑,确实也不易。说来说去怪自己。凡事没计划,走得时候丢盔弃甲,仓皇出逃,连教会老妈学电脑上网都没顾上。幸好有skype,这个长途话费还不至于离谱。
    等帮老妈搞定gmail,吃上面条后已经是将近晚上十点钟了。这中间除了发了两封Email外基本上没做点别的什么。窗外夜色中的曼哈顿,华灯正浓。和室友Adam开玩笑说,他把自己房间的灯开得大亮,一举一动都被别人看得清清楚楚。Adam争辩说,我看别人也看得清清楚楚得啊,你看对面那个女孩在看书,那个女孩在做饭。。
    想起来卞之琳的诗《断章》,于是说给他听。当然我的英语翻译是极其烂的翻译,不足以体现原作的韵味之万一。谁让人家不懂中文呢,姑妄听之吧。
    你站在桥上看风景,
    看风景人在楼上看你。
    明月装饰了你的窗子,
    你装饰了别人的梦。
    When you stood by the bridge with a view,
    Somebody upstairs was looking at you;
    When the moon appears in your windows,
    You will appear in somebody’s dreams. 
     
    又,刚才看到邮件通知说又有包裹,估计是订的Nozick的The Examined Life寄到了,小小高兴一下,明天一早去拿。

    070910 奥登的两句话

    今天早上起来读奥登的散文集《染工之手》,中间有两句话很有意思,特抄录如下:
     
    Fame often makes a writer vain, but seldom makes him proud.
     
    When a sucessful author analyzes the reasons for his success, he generally underestimates the talent he was born with, and overestimates his skill in employing it. 

    070909 关于南京彭宇案的一个注脚

     
    在网上看到对南京彭宇一案的讨论很热。类似的事情似乎屡见不鲜。十几年以前,有个电影《离开雷锋的日子》,是刘佩绮和宋春丽主演的,说的也是差不多的事。雷锋的战友乔安山在路上救了一个被车撞伤的老人,却被反诬成肇事者。今天看网上的热议,大多数人怀疑徐老太母子的道德操守;从各方面转述的细节来看,这种怀疑在情理之中。但相比之下,更值得注意的是主审法官在程序上的缺陷,比如很多人提到的,不看证据,却按所谓的“常理”来断案。
    二审的结果尚有待观望。很难说舆论和民意的热议会对最终结果起什么作用。个人认为,公众舆论对司法的影响,未必一定是坏事,关键要看起影响的方式。除了直接的介入(比如前些年的“二奶”继承遗产案,旁听民众直接干扰法庭秩序),或通过惊动“上面”来介入司法过程这些是断然有害,其他出于公道的舆论以及监督,或许不无好处。当然前提仍然是我们需要什么样的道德,是“理性限度内的道德”,还是纯然被激情所驱使的道德。
    我倒是觉得,从制度层面说,无论徐老太婆是否真的被彭宇撞伤,她提起诉讼都可以理解。如她所言为真,则诉讼天经地义;如她所言为假,仍值得一试:赢了可以白拿赔偿,输了官司也不用承担什么后果(除了诉讼费用外)。试想如果对于存在明显争议的侵权案件(无法调解),如果法律规定原告一方若败诉后需要向被告支付相应金额的赔偿(或对于此类案件被告有反诉的权利并且在原案件胜诉后能够较容易地获得这种赔偿),那么原告方在捏造事实提出诉讼的时候,就需要思之再三。我对法律条文一窍不通,这里只是假设一种可能性,无意设计任何程序。

    比如说,在一案件中甲为可能的原告,乙为可能的被告。若甲提起诉讼并胜诉,则获得金额为a的赔偿,如果甲没有撒谎,双方的支付分别为a和-a;同时若甲败诉,则乙从甲处获得金额为b的补偿,如果甲的确是撒了谎,双方的支付为-b和b。假设,如果甲捏造事实对乙诉讼并获胜的话,由甲获得的支付为a-c,其中c>0是用金钱衡量的“撒谎成本”:捏造事实所背负的心理负担和道德上的自我谴责,也可理解为,为了赢得对自己不利的官司所花费的努力。对于这种情况下的败诉一方乙,其支付为-a-d,其中d>0衡量其遭到诬陷的精神损失。一种对称的情形是甲的确受到了乙的损害,但却最终在诉讼中输掉官司,甲乙双方相应的支付分别为-b-d和b-c。这样可以构造双方收益的矩阵为(另W代表甲胜诉,L代表甲败诉,T代表甲没有捏造事实,F代表甲捏造事实):
                     W                 L
        T         (a,-a)            (-b-d,b-c)
        F        (a-c,-a-d)          (-b,b)
    假定对于甲没有捏造的情形,其胜诉的概率为p;若甲捏造事实,其胜诉概率为q,这里的概率一律为事前概率,假定p>q。
    假设效用VNM效用函数,我们可以写出甲的策略矩阵为
                            Sue                   not to sue
             T         pa+(1-p)(-b-d)                0
             F         q(a-c)+(1-q)(-b)              0
    这样可以推出让原告“说真话”的机制是:
    pa+(1-p)(-b-d)>0 并且
    q(a-c)+(1-q)(-b)<0.
    从这两个不等式我们能够得到
    (a-c)q/(1-q)<b<ap/(1-p)-d
    上面这个式子有解的必要条件是(a-c)q/(1-q)<ap/(1-p)-d,化简,并把pq作为二阶小量舍去,能得到近似结果为
    p>[q(a-d-c)/(a+d)]+[d/(a+d)]
    举个例子来说,假如a=5,c=1,d=3,上面的不等式就是
    p>0.125q+0.375,或者说是q<8p-3.
    假定原告没有捏造事实,他获得胜诉的概率为0.5,则由8p-3=1我们知道无论如何,“说真话”总是他的最佳选择。 

    070909 Turnout

    这是第一周美国政治的作业。我知道写得烂;写的时候就一边咬牙切齿地骂。但也不能完全怪我,因为第一阅读的材料是指定的;第二规定作业不得超过一页纸的篇幅。按照我一贯罗嗦的行文风格,能够在一页纸涉及两三个问题已属难能。美国政治这个学科里的情况经常是,无论什么题目,都已经有n多人在做,而且挖掘的深度(至少从所用的技术层面来说)常常超乎你的预期。好比挖石油,你还在地表勘探,人家已经先打到了地下一,二千米(我不知道究竟应该打到多少米)。当然这样能不能保证打出油是另一回事。

     

    Following Riker and Ordeshook (1968), a lot of rational choice models of turnout have adopted the calculus of voting model (Aldrich, 1993), with the form of P(i)B>C. Given the voting cost level C as constant, the focus goes to the generalization of P(i)B. Since the value of benefit B is reasonably bounded, the probability of a vote being pivotal must be significantly bigger than 0. This case is more plausible within a strategic interaction environment rather than within the conventional decision-theoretic framework. Palfrey and Rosenthal (1983) finds that the multi-equilibrium exits in such generalized game situation, which implies that the election must be very competitive for the purpose of achieving the high turnout (thus higher pivotal probabilities). Since here the P(i) is voter’s subjective probability, we should not neglect the effect of uncertainty upon turnout. As Palfrey and Rosenthal (1985)shows, with uncertainty, when the population magnitude increases, the turnout converges to zero even if the perceived competition is equivalent. Feddersen and Pesondorfer(1996, 1999) adopt another perspective. They assume that C is zero and thus change the question from “why voting” to “why abstaining”. The gist is that there are a fraction of independents (non-partisanship) who’re uninformed. In other words, P(i)B>C may not hold because B is negative for the uninformed. The turnout will be low when uncertainty makes it ex ante optimal for them to abstain. It is doubtful that Feddersen and Pesondorfer have accurately addressed the paradox of voting since they eliminate the cost so that the problem itself does not remain for voters with given preference. Similarly, the treatment of adding a consumption benefit D may not be promising, in the sense that the original paradox has been cancelled. As John Aldrich (1993) puts it, by adding a term D, rational choice models “add nothing to the explanation of how preferences shape actions”.


    Now we turn to empirical literatures. The rational choice models mentioned above imply several relevant points. The implications include, but not limited to: competitive election deduces higher turnout; the large electorate population reduces turnout; uninformed voters tend to abstain more often and education (which makes voters more informed) improves turnout. Most predictions are supported by empirical analysis on turnout. However we must first discriminate the effects of individual influences from contextual factors upon turnout. Leighley and Nagler(1992) argue that some individual influences vary between different years. For example, they find that from 1972 to 1984’s presidential election, the influence of being black upon voting increase large and significantly (from 0.112 to 0.287, p<.05); simultaneously women have become more likely to vote relative to men, other things being equal. The authors seem to suggest that such changes are brought by the evolution of institutions, while their models also show that the influences of five contextual factors upon turnout are NOT significant, with the exception of closing, and party competition in non-southern regions (which is partially consistent with the implication drawn from Palfrey and Rosenthal’s model). We are not sure whether these significant influences are really at individual level, or that they are determined by other underlying systemic/institutional factors. Lassen (2005) reevaluates Wolfinger and Rosenstone (1980)’s implication which emphasizes the importance of being informed. Besides, other previous researches emphasize the more contextual influences, like the feeling of decreased political efficacy (Shaffer 1981), and the negative effect of economic disadvantage on voting, as opposed to the previously held mobilization effect (Rosenstone 1982). Different empirical literatures have suggested that both individual and systemic factors are important, or the marginal effects of individual factors are context-dependent. Thus we might need a unified theory of voting behavior which incorporates individual choice and context influences (including group identification, mobilization, etc.), and uncertainty.

    推荐一本新书:

    《经济学及其敌人》
    著者:[澳大利亚]威廉·奥利弗·科尔曼 ;译者:方钦 梁捷 ;上海人民出版社2007年9月第1版,定价32元,384页。ISBN:9787208071490F.1617
    照理以文景系列的一贯选题水准和性价比来说,此类新书不必急着购买。但也不尽然。这本书的译稿我大致翻过,与市场上的同类学术书籍相比,翻译质量即便不是例外,也肯定高于平均水平。二位译者都是我的同门(这不作为推荐的理由!),这本书从确定选题到翻译结束到定稿花了很长时间,几经锤炼,不是眼下充斥市场的速成品。
    再说说这个题目,经济学及其敌人。一看就是“政治”味很浓,或者说“论战”味道很浓的书,而作者大概也是经济学城堡里最最死硬的保守分子。坦白说,这本书里的一些选题和论说不太符合我的口味。比如我觉得,死磕Wordsworth有点小题大作了,而Ruskin尽管当初和经济学家论战得不亦乐乎,几天看来也更多代表了一种当时语境下的社会思潮。这些东西本身是有趣的,但很难说从今天的角度看,这些故事能够有助于理解当代经济学的困难、挑战和发展。
    那么这本书为什么仍然值得一读呢。一言以蔽之,历史。我们今天对历史了解得十分有限。这本书最有意思的地方,大概就在于经济学怎么从各种敌意和攻击的刺丛中筚路蓝缕,走到今天的样子。我认为,作为一门科学,经济学真正的敌人是它自己,而不是什么来自外部的攻击和指责。但是作为社会思想的一部分,经济学不能够仅仅只对自身的逻辑负责;因为对经济和经济学关心的读者有必要知道,对经济问题的误解从何而来,以及(如果可能的话)怎样消除。
     

    070906 上课进行中

    今天总算是有空,去了一趟KMart,把纠缠了好些天的破锅给解决了。
    根据我的惨痛教训,有谁想在美国经常自己做饭的,最好是从中国带一口铁锅来。这里超市的锅不是完全不能用,问题在于大多数不是为中国人的烹饪设计的。依我看,对于多数的不沾锅和伪装成熟铁锅的涂层破锅,热到100摄氏度以上就完蛋;中国城里卖的生铁锅也不行,因为质量太差,用不了多久就要生锈开裂。搞来搞去,换成了现在的不锈钢锅(一定要开清楚锅底是印着Made in China,台湾锅质量也不行)。
    今天去退货,差不多等了20分钟。客服的人一开始二话不说,一看到锅吓了一跳:说实话我也觉得很讶异,为什么台湾的铁锅质量会这样。只用了一次,锅内的塑料薄膜就纷纷脱落,没过多久,整个锅内就变得锈迹斑斑。。大概是看到这样子的退货很不爽,他们定要进去查看个究竟,确认这是他们卖出去的锅。问题是,查了半天说,这种锅已经卖没了!搞得我郁闷得不行,心说你们卖断货也要我负责?叽哩咕噜说了半天,换了n个人来交涉,总算是OK了。
    为了上课和类似于上面的破事,一直忙着,刚有时间坐下来,对这头一个礼拜的课程稍作回顾。首先当然是见到了久违的濮老师,很高兴地寒暄,聊天。他刚从波兰回来,精力却好得出奇。上课时肢体语言和小动作丰富,比如说,吹个口哨,或者把一只脚踩在凳子上,做出很酷帅的样子。课上的互动还好,课后交流了一些问题,又有新的启发。一些不学术的小插曲包括:
    1,濮老师的姓氏的正确发音,应当近于[pshevski]。
    2,据说是孔多塞在1760年第一次提出了“人类进步”这个概念;与此相对的是,据说是恩格斯第一次把劳工的生活状态和“地狱”联系起来。
    3,哥伦比亚曾经以立法的形式禁止工业化的扩散。
    美国政治感觉还好。上课形式是每周布置一堆阅读任务,回去写读后感,然后上课来讨论。两位教授是典型的主流美国政治学者,对自己的专业领域极其熟悉。好玩的是,这个课只有4个人选,两个是美国人,加上一位西班牙同学和我。难道大家都对美国政治不感兴趣?难怪在选课前负责研究生的教授要大力推荐这门课。。
    相比之下,前三周的数学预习课(math camp,由助教讲一点基本的东西,不算正式的数学课)反倒是最轻松的。今天上课时走神了,突发奇想,要是把这教室里的人组织起来进行一次数学考试,就用中国研究生入学的数学试卷来考,平均分会是多少? 

    070903 明天开始上课

    在度过了相对舒适的一个礼拜后,明天就要开始上课。虽说一直做学生,明天的课却是差不多一年多来我第一次正儿八经的听课!OMG,想想这一年来我都做了些什么。考试,申请,然后跑到这里来,大概算是transaction cost吧。

    星期二要把人上傻了:9:0012:00,经济增长;12:002:00Math Review4:006:00,美国政治。。

    还是给自己一点鞭策吧。吃喝玩乐的事情放在一边。给自己订个目标。两门核心课程的理想状态是看完4本书,20篇论文,当然如果加上notes…。数学当然是希望按部就班地看。鲁丁的书不太适合自学,读起来有点折磨,但写得真漂亮。

    希望把目标定高一点,就算打个折扣也还能过得去。我们在弗吉尼亚的好邻居Chuck老伯说,早起的鸟有虫吃;就算吃不到虫子,学个松鼠拣点松果吃也行啊。 

    070902 大苹果印象之一

    到大苹果来刚好一个礼拜。今天晨跑的时候,一出门就感觉到阵阵凉意,已截然不同于两三天前的感
    觉。估计在这个四季分明的城市,天气会很快地凉下来,而我们这些学生也将结束漫长的假期,很快地忙碌起来。

    之前在弗吉尼亚的小城Fairfax呆上一个礼拜,坐“灰狗”大巴一路过来,是两种分明不同的色调。从华盛顿特区出来一直到新泽西的大部分时间,沿路是密密叠叠的丛林和大片牧场,快到纽约时色彩才突然斑斓起来。在进入Lincoln Tunnel 之前,所有的汽车拍起长龙,这时候你不得不注意到隧道入口处巨幅的模特海报。这个是纽约留给我的第一个印象,估计它会在我的脑海里停留很长一段时间。

    安顿好之后,就开始为各种杂务忙碌。可以说每天都有许多新的经验,新的感触。对于这座城市我依然是陌生非常,所幸的是自己大概在熟悉起来。并且,我能感到自己对这座城市的亲切:至少在步出Port Authority位于第八大道上出口的那一刻,我有种感觉,似乎只是做了个短途旅游,又回到了上海。

     

    速度

    如果要找出一系列“关键词”来体现纽约的风貌,我很容易想到的一个是“速度”。站在大街上就能看到,纽约人似乎总是行色匆匆,而他们做任何事情的节奏似乎也要比其他地方的人快上半拍:很快地行,很快地吃,很快地说,常常是几件事合一的“多任务处理器”。所以在大街上,即使是擦肩而过的行人也绝少打招呼――要是在Fairfax这种小城,陌生人也能驻足聊上三两句。

    前两天在系里参加新生见面会,很被鄙视了一把。起因是我们讨论步行从公寓到位于华盛顿广场附近的系办公室要多久。我说中午一路走来,差不多35分钟,旁边的意大利女生大为惊讶,说你怎么会走这么久,我走过来只要25分钟!

    当然,她住在东14街,我住在东18街,她比我近四条马路,但穿过这四条马路绝对不需要用十分钟。我想了半天,为自己找到如下理由:

    1,她到过纽约多次,对道路比我熟悉得多;

    2,我是边走边看,她是一路疾行;

    3,最重要的一条是:刚到纽约的我,在交通规则上绝对是个遵纪守法的模范,而大多数纽约人差不多从来不看红绿灯!

    纽约或者纽约人的速度还能体现在许多其他事情上:比如说像新学期的orientation,持续了半个小时就结束,绝对不拖泥带水。大概说来,我对这众多“高速度”的现象并不是很舒服,这大约因为我自己是个散漫,慢性子的人。我在周围发现了很多“速度”上的例外,散布在这座匆忙的城市中的缓慢的节奏。

    1,    baby,婴儿是城市的天使,只有他们可以永远地享受最好时段的阳光,不必担心还有多少任务等着他们。经常看到年轻的父亲推着车,或者是前面一个背兜,里面是睁着眼睛的孩子好奇地张望。往往只有在这时,邻居会停下脚步打招呼,或者是挥手执意。

    2,老人,如果你已经工作了三十年,那么现在唯一该做的就是享受生活。在温暖的午后,华盛顿广场公园的长椅上往往是三两的老人。如果你对自己的听力口语不满意,和老人聊天绝对是个好主意。他们有耐心听你介绍自己从哪里来,更会和你聊他们自己的故事。前天在银行里,一个老人主动和我打招呼,问我是不是学生,从哪里来,过来学习什么。他说自己是70年代的政治学博士,工作了一辈子,去年的这个时候刚好退休。听说我从上海,老人很高兴的回忆自己10年前去中国旅游的经历,末了他用中文同我告别。

    3,乞丐,流浪汉和艺术家,来到纽约的第二天早上,我沿着东河晨跑。远远看见一个丢弃的床垫,我想着这是我们在Fairfax欲求在yard sale上斩获而不可得的东西。等走近了我发现,在旁边的长凳上睡着一个流浪汉,小车里头是一个床垫,一条毯子,一些塑料袋和破衣服。他睡眠正酣,用衣服裹住脑袋,完全不为往来车辆的噪音所动。另一天在临近百老汇的西4街上,看到一个人在卖自己写的诗,自己制作的广告上说是“在《纽约时报》上发表作品的诗人的诗作”。而在不远处,一个女乞丐坐在地上,身旁是一条神色疲倦的牧羊犬。纽约有很多乞丐,而他们中的很多人会随身带着一条狗;就像在中国,很多乞丐会在背一个孩子。

    4,小动物:松树和鸽子。我怎么也搞不清楚,在这个大都市里为什么会有这么多松鼠,并且一点也不怕人。这里有两种松鼠,黑松鼠和棕色的松鼠,他们之间会经常爆发战争。松鼠和鸽子大摇大摆地漫步在行人中间,并接受人们喂给他们的食物。